Sr. FIU Analyst
Job Description
Description
Sr. FIU Analyst
MCAP at a Glance
Joining MCAP means you will be a part of our diverse workforce of highly talented individuals who are recognized for their expertise and success! At MCAP, your professional expertise, commitment to teamwork and passion for service excellence are recognized and rewarded with competitive total rewards offering, a career with continuous learning and development (formal & informal training), and exciting opportunities in a dynamic, entrepreneurial environment.
The Role
Reporting to the Manager, FIU Intake Operations, this position will play a key role in ensuring regulatory AML/ATF compliance and fraud prevention across MCAP. In this role, the incumbent will be involved in all compliance elements of the AML/ATF program, including the review of unusual transactions, drafting suspicious transaction reports, conducting due diligence reviews, on-boarding processes, assessing and monitoring high risk clients, and more. By following established policies and procedures for AML/ATF and potential fraud identification, this role will conduct advanced analysis and monitoring activities in support of MCAP’s obligations as it relates to applicable regulations, contractual agreements and MCAP’s focus on money laundering activities and internal and external fraud risk.
- This role is the back-up function to the Manager, FIU Intake, and will be called upon to learn, understand and regularly execute elements of that mandate.
- The Sr. FIU Analyst is mandated to contribute to the overall success of FIU Operations by ensuring the goals, plans, initiatives, and programs are executed and delivered in support of the team’s business objectives.
- Champion a customer focused culture to deepen client relationships and leverage broader MCAP relationships, systems, and knowledge.
- Train in aspects of the Manager, Intake Operations role to provide support and back-up responsibilities as required.
- Follow established written procedures and guidelines for transaction monitoring, conduct 2nd level investigations on escalated unusual customer activity that may have the potential for money laundering, terrorist financing or fraudulent activities and decision on next steps.
- Conduct escalated 2nd level reviews of potential sanctions reviews.
- Conduct ad hoc investigations as assigned by the Manager, Intake Operations.
- Oversee and sign-off on various transaction monitoring, compliance audit and high-risk client review activities.
- Independently investigate and disposition high risk and high complex cases for potential suspicious activity and refer urgent or higher risk cases to the Manager, FIU Investigations as required.
- As assigned, the Sr. FIU Analyst may be required to conduct in-depth reviews of cases/alerts with content relating to Single Family, Commercial and/or Construction clients. In these reviews, the individual will apply advanced research skills and expert knowledge of MCAP’s products/services and standard business practices to investigate and assess potential AML and operational risk exposures.
- Maintain customer enhanced due diligence reports.
- Manage KYC Audit process and reporting
- Prepare Suspicious Transaction Reports (ASTRS/STRs) as required by the investigations team.
- Complete politically exposed persons (PEP) reviews for management sign off.
- Maintain case records and related documentation for all information found throughout investigations, developing, and maintaining
Company
MCAP
Location
Toronto
Country
Canada
Salary
100.000
URL