Senior Analyst, AML (FCRM) STR Management
Job Description
Description
Senior Analyst, AML (FCRM) STR Management
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Senior Analyst, AML (FCRM) STR Management
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Work Location:
Toronto, Ontario, Canada
Hours
37.5
Line Of Business
Financial Crime Risk Management
Pay Details
$76,800 – $115,200 CAD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate’s skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Job Description
Job Profile Summary
STR Quality Control reviews the work from multiple teams across the FIU to ensure consistency and high standards in FINTRAC reporting. By combining work previously done by 2nd Level reviewers and Regulatory Reporting, the Senior QC Analyst is responsible for validating that Reasonable Ground to Suspect (RGS) ML and/or TF has been established and that all procedural and regulatory requirements are followed. The Senior Analyst will also ensure that the narrative portion of the filing is clear and concise so that a third-party reviewer can come to the same conclusion based on the facts presented. Any case that falls below this quality threshold will be returned to the investigative team for re-work. As this is a new role within the FIU, the successful applicant will be expected to help develop the STR QC program in providing metric and feedback for FIU senior management and the executive. The Senior QC Analyst will report to the Group Manager, STR Quality Control.
Job Accountabilities
- Validate RGS and ensure that STRs are filed as soon as practicable.
- Incorporate procedures, job aids, and regulatory findings into a holistic case review.
- Review case file and transactional data to ensure that all reportable transactions are submitted.
- Ability to identify root causes of quality issues be it human error, procedural gaps, or required training.
- Provide and deliver value-added feedback to the investigative teams.
- Contribute to the establishment of metrics and feedback loops.
- Drive system development projects and efficiency enhancements.
Education & Experience
- Minimum 5 years’ experience in AML and/or Financial Crime at an FI.
- Thorough understanding of STR filing requirements / RGS thresholds.
- Experience in Quality Control, Quality Assurance, or as a 2nd level reviewer in an FIU is preferred.
- Demonstrated successful interaction across multiple and diverse disciplines.
- Ability to provide concise and coherent feedback.
- Excellent communication skills at all levels of the organization.
Who We Are
TD is one of the world’s leading global financial institutions and is the fifth largest
Company
TD
Location
Toronto
Country
Canada
Salary
125.000
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