Senior Manager, Compliance Projects & Advisory
Job Description
Description
Senior Manager, Compliance Projects & Advisory
Join to apply for the Senior Manager, Compliance Projects & Advisory role at RBC Dominion Securities
Senior Manager, Compliance Projects & Advisory
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What is your opportunity?
As Associate Director, you will partner effectively with the WMC businesses to provide compliance guidance and expertise on business and regulatory projects and initiatives. Additionally, this role will be responsible for all policy development, maintenance and implementation for RBC Dominion Securities (DS) Retail and will also provide policy support to the other WM Canada businesses, as needed.
Job Description
What is your opportunity?
As Associate Director, you will partner effectively with the WMC businesses to provide compliance guidance and expertise on business and regulatory projects and initiatives. Additionally, this role will be responsible for all policy development, maintenance and implementation for RBC Dominion Securities (DS) Retail and will also provide policy support to the other WM Canada businesses, as needed.
What will you do?
- Creating, revising, and maintaining all RBC DS compliance policies and procedures to include new regulatory requirements or a change in business practices and communicating such changes.
- Providing policy support, as needed, to the other WMC businesses, including providing compliance input from a WMC perspective on proposed updates to Enterprise policies and procedures and leading the implementation of such Enterprise policies for WM Canada.
- Representing compliance interests of WM Canada on complex issues that require integrated solutions or joint responses through cross-enterprise working groups and other internal and industry committees.
- Providing advisory support and project expertise to WM head office groups as a compliance subject matter expert.
- Conducting impact assessments of new and proposed securities regulatory requirements and leading and/or participating on working groups to address new regulatory requirements for the purpose of implementation and ensuring compliance with regulations and firm policy.
- Providing compliance input on the creation and revision of WMC
Company
RBC Dominion Securities
Location
Toronto
Country
Canada
Salary
100.000
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